Brooklyn Institute of
Arts and Sciences v. City of New York and Rudolph W. Giuliani
United States Court of Appeals |
BROOKLYN
INSTITUTE OF ARTS AND SCIENCES
V.
CITY OF NEW YORK AND RUDOLPH W. GIULIANI
THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
PRELIMINARY STATEMENT,
INCLUDING INTEREST OF THE AMICUS CURIAE
Agudath Israel of America respectfully submits this amicus curiae brief, upon
the consent of the parties, in support of defendants appeal from the District
Courts issuance of a preliminary injunction.
At stake in this case is the ability of New York Citys duly elected
representatives to require a publicly-funded cultural institution housed on municipal
property to adhere to minimal standards reflecting the moral sensibilities of the
citys populace. The outcome will determine whether a museum that was founded, and
continues, to play a leading role in the cultural education of this citys youth, can
be expected to choose the content of its exhibits with its educative mission uppermost in
mind.
Agudath Israel is a 77-year-old national Orthodox Jewish organization. Many of Agudath
Israels constituents reside in New York, with particularly heavy concentration in
Brooklyn. Agudath Israels constituency includes large numbers of families with young
children; New York State Education Department figures indicate approximately 100,000
children enrolled in Jewish schools across the state. Agudath Israel has accordingly long
been concerned about quality of life issues in New York especially those that
impact upon the ability of religious communities like ours to practice their faith free of
bigotry and discrimination, while enjoying full access to the opportunities and benefits
available to members of the broader civil society; and especially those that affect the
moral climate in which children are being raised during these challenging times.
The controversy in this case raises precisely such quality of life issues. The Brooklyn
Museum of Art has taken the position, essentially confirmed by the District Court below,
that it can display whatever exhibit it wants no matter how offensive to large
segments of the population, no matter how inappropriate for school-age children, no matter
how incompatible with prevailing standards of social decency, no matter how degrading to
religious faith groups without risking any of the substantial sums of public
taxpayer dollars and other forms of support it receives from city authorities. The
constitutional protections for freedom of speech, the Museum contends, shield its
artistic/entrepreneurial decisions from any form of public scrutiny and protect its city
subsidies from any form of public oversight.
If upheld in this litigation, the Museums position will have a substantial
adverse impact on communities like ours. It will, for one thing, effectively preclude our
constituents from going to the Museum to enjoy the very displays their own taxpayer
dollars are helping to fund. Parents in communities like ours make every effort to shield
their families from deeply offensive and quasi-pornographic visual images they regard as
harmful to healthy spiritual, moral and social development. By using its facilities to
propagate such images, the Museum is effectively shutting its doors to Orthodox Jews and
other like-minded New Yorkers.
There is an even more fundamental concern at stake here. A cultural institution that
was created by the public (through an act of public legislation) for the purpose of
serving the public (through its legislative mandate that it "provide the means for
popular instruction and enjoyment" and that it be "open and free to the public
and private schools of [the] city, at all reasonable times, and open to the general public
on such terms and conditions as shall be approved by the mayor and park commission of
[the] city"), and that is substantially supported by the public (through its use of
publicly owned property and its receipt of publicly funded grants), assumes a certain
imprimatur of public approval and endorsement. For this reason, while a private art
gallerys decision to display an exhibit that mocks a faith groups cherished
religious symbols and coarsens the culture by elevating quasi-pornography to the status of
"art" would be offensive and harmful enough, the offense and harm are magnified
immeasurably when it is a public institution that displays the exhibit.
Ironically, then, if the Museum prevails in this proceeding, it will indeed be
fulfilling an educative function, just as its legislative founders envisioned for it
except that the lesson that will be conveyed to our youth is that vulgarity and
insensitivity toward others are values worthy of our highest institutions of culture.
Another unhappy irony: If this Court confirms the court belows embrace of the
Museums vision of the First Amendment, a possible result would be a diminution
of government support for artistic expression. Even Justice Souter, who dissented from the
Supreme Courts holding in National Endowment for the Arts v. Finley,
524 U.S. 569 (1998), that Congress acted constitutionally in insisting that the NEA take
into consideration "general standards of decency and respect for the diverse beliefs
and values of the American public" in awarding grants, conceded that "there is
nothing whatsoever unconstitutional" about the view, expressed by one of the
congressional co-sponsors of the "decency and respect" proviso, that "works
which deeply offend the sensibilities of significant portions of the public ought not to
be supported with public funds." In Justice Souters view:
"Congress has no obligation to support artistic enterprises that many people
detest. The First Amendment speaks up only when Congress decides to participate in the
Nations artistic life by legal regulation, as it does through a subsidy scheme like
the NEA. If Congress does choose to spend public funds in this manner, it may not
discriminate by viewpoint in deciding who gets the money." 524 U.S. at 603 n.2
(Souter, J., dissenting).
Thus, even the broadest reading of the First Amendment acknowledges the existence of a
constitutionally acceptable alternative to the proposition that government must fund
everything: government may choose to fund nothing. Indeed, if the only way the city can
subsidize any display of art is by subsidizing all displays of art, the city
may well be forced to consider subsidizing no displays of art.
This can hardly be seen as cause for free speech celebration. As the Supreme Court
noted in Arkansas Educational Television Commission v. Forbes, 523 U.S. 666
(1998), rejecting the Eighth Circuits holding that the First Amendment required a
public television station to invite every single candidate for an elective office to
participate in a televised candidates debate, "the Court of Appeals
holding would result in less speech, not more
Were it faced with the prospect of
cacophony, on the one hand, and First Amendment liability, on the other, a public
television broadcaster might choose not to air candidates views at all
A First
Amendment jurisprudence yielding these results does not promote speech but represses
it." 523 U.S. at 680-82.
Happily, though, the breathtaking broad and myopically shortsighted
vision of the First Amendment in which the only constitutionally acceptable alternatives
are all or nothing does not accurately reflect the state of free speech law. As defendants
show in their appellate brief, and as elaborated herein, there is First Amendment room for
the city to exercise oversight of the Brooklyn Museums decision to display such a
grossly offensive exhibit. The decision below should accordingly be reversed.
ARGUMENT
THE CONSTITUTIONALLY APPROPRIATE LIMITS ON FREE SPEECH IN
EDUCATIONAL SETTINGS PERMITS GOVERNMENTAL OVERSIGHT OF THE BROOKLYN MUSEUMS EXHIBITS
General Constitutional Considerations
"Different types of speech enjoy different degrees of protection under the First
Amendment." Velasquez v. Legal Services Corp., 164 F. 3d 757, 771 (2d
Cir. 1999), petition for cert. filed, 68 U.S.L.W. 3263 (U.S. Oct. 6, 1999) (No.
99-604). Well-settled First Amendment jurisprudence recognizes both the content and the
context of speech as relevant factors in determining whether the potential for significant
harm to ensue from such speech is sufficient to justify its limitation.
Obscene material is an example of speech that is uniformly denied First Amendment
protection based on its content. Roth v. United States, 354 U.S. 476 (1957).
Yet even speech that does not meet the legal definition of obscenity may become a target
of government regulation or proscription. Speech that is "vulgar, offensive and
shocking
is not entitled to absolute constitutional protection under all
circumstances"; the context in which the vulgarity is given expression may allow for
its restriction. FCC v. Pacifica Foundation, 438 U.S. 726, 747 (1978). Thus,
in Pacifica, the Supreme Court upheld a governmental penalty imposed on a radio
network for broadcasting a program featuring indecent language relating to sexual matters
and excretory functions. In so holding, the Court relied heavily on the fact that the
particular form of expression at issue was that of an afternoon radio broadcast, which is
uniquely accessible to even very young listeners due to its timing, content and the
inherent intrusiveness of broadcast media.
Another form of expression to which the Supreme Court has accorded only a reduced level
of First Amendment protection is speech that takes place within an educational setting.
Thus, in Bethel School District No. 43 v. Fraser, 478 U.S. 677 (1986), the
Court validated a schools sanctions against a student for delivering a speech laced
with lewd allusions. Recognizing that prominent among the objectives of education is the
inculcation of "fundamental values of habits and manners of civility essential to a
democratic society," the Court held it to be "a highly appropriate function of
public school education to prohibit the use of vulgar and offensive terms in public
discourse." 478 U.S. at 683. Similarly, in addressing a school boards decision
to remove certain books from school libraries, the Court has distinguished a removal
decision motivated by a desire to suppress ideas, which is plainly unconstitutional, from
a decision based on the "educational suitability" or the "pervasively
vulgar" nature of such books, which would render such action "perfectly
permissible." Board of Education, Island Trees Union Free School District No. 26 v.
Pico, 457 U.S. 853 (1982).
The principle embodied in these decisions is not limited in its application to the
traditional school environment. In National Endowment for the Arts v. Finley,
supra, the Court upheld the constitutionality of federal legislation that required the
NEA to include "general standards of decency" and "respect for the diverse
beliefs and values of the American public" among its criteria for awarding grants to
artistic projects. "Educational programs are central to the NEAs mission,"
said the Court, "[a]nd it is well established that decency is a
permissible factor where educational suitability motivates its
consideration." 524 U.S. at 584 (citation omitted).
The Mission of the Brooklyn Museum
An educative function is similarly central to the Brooklyn Museums mission. The
statute permitting the leasing of city parkland such as that occupied by the Museum
specifies that the lessee must be an institution "created for educational
purposes" and "shall at all reasonable times be free, open and accessible to the
public and private schools of the . . . city." The legislation incorporating the
Museum, the land lease and the lease and contract for the building housing the Museum, all
contain language tracking that set forth above. Slip op. at 3-4. (References to "Slip
op." are to the decision of the District Court below.)
The city, for its part, provides substantial funding to the Brooklyn Museum on the
clear understanding that the Museum will carry out its educative functions. Thus, the
citys Procedures Manual addressing allocations to cultural institutions specifies
that funding should be provided for educational programs. Its annual budget request form
elicits information about accomplishments and plans for educational programs. Indeed, the
citys Fiscal Year 2000 appropriation of approximately $5.7 million to the Museum
states that those funds must be used, inter alia, to fund educational programs.
Slip op. at 7-8.
These facts, taken together, amply demonstrate that educational programs are central to
the Brooklyn Museums mission no less than they were to the NEA in Finley, and
that the city has an abiding interest in promoting the accomplishment of that mission
through its financial support and lease of land and buildings to the Museum. Accordingly,
the "educational suitability" of the Museums exhibits is an entirely
proper basis for the imposition of standards of decency upon such displays as well as the
withdrawal of funding where those standards are not attained.
The "Sensation" Exhibit
Promotional materials for the "Sensation" exhibit contain the following
"HEALTH WARNING: The contents of this exhibition may cause shock, vomiting,
confusion, panic, euphoria and anxiety. If you suffer from high blood pressure, a nervous
disorder or palpitations, you should consult your doctor before viewing this
exhibition." The jaded observer might well conclude that such seemingly overblown
assertions regarding the exhibits impact are merely of a piece with the campaign of
hype that the Brooklyn Museum has orchestrated to attract media attention to, and public
interest in, the exhibit.
Even a cursory familiarity with some of the works on display suffices, however, to
demonstrate that, whatever the likely physical reactions by those of frail constitution
might be, those works are so egregiously offensive as to leave no doubt of their
unsuitability for viewing by children. A partial listing of the shows offerings
includes depictions of revered religious figures incorporating revolting, pornographic and
lascivious elements, a life-like statue of a supine, naked corpse entitled "Dead
Dad", a 13-foot by 10-foot painting of a notorious child murderer composed of
childrens handprints, child-size mannequins with genitalia in place of noses and
mouths, a glass box containing maggots and a rotting cows head and
formaldehyde-filled containers featuring sections of various animals. In the words of one
prominent art critic, the "Sensation" exhibit, "with its
truth-in-advertising title
amounts to a dictionary definition of decadence
designed to push whatever buttons can possibly be pushed on a museumgoer
a porn-glam
contemporary show
" Jed Perl, Shocked, The New Republic (Oct. 18, 1999)
at 13.
Little wonder, therefore, that the Brooklyn Museum initially attempted to bar entry to
the exhibit to children under 17 unaccompanied by an adult. Even after it retracted upon
the citys advice that such a restriction would constitute a lease violation, the
Museum felt compelled to post warning notices on the exhibit. "Sensations"
inappropriateness for children is clear and undisputed.
It is difficult, in light of this reality, to understand the ipse dixit of the
court below that the city had failed to establish that "the Exhibit falls outside the
broad parameters of the [Brooklyn Museums] enabling legislation". Slip op. at
33. The contents of the exhibit leave no room for doubt that they hold virtually no
educational value, and indeed, do injury to the values that our schools strive mightily to
impart to their young charges. The display of such an exhibit can in no way be squared
with the Museums legally defined mandate, appearing in its enabling statute as well
as in its statutory charter, lease and contract with the City, to function as an
institution serving educational purposes with accessibility to the Citys student
population.
Given that "decency" limitations are constitutionally cognizable in settings
that are designed to fill an educative function for schoolchildren, the Museums
effort to confound that function by exhibiting "Sensation" should find no refuge
in the First Amendment. The issue is not necessarily the relative pedagogic value of one
or another of the Museums exhibits, but rather whether an institution that presents
a major exhibit as vulgar and offensive as "Sensation", with all of the
attendant promotion and notoriety, can claim to have not forfeited its standing as an
institution devoted in its essential character to the education of the citys youth.
We believe a fair-minded assessment of the facts must reject such a claim.
CONCLUSION
The court below found the citys claim that the showing of the exhibit violated
the Brooklyn Museums statutory purposes and legal covenants to be a mere pretext for
the chilling of the Museums right to free expression. Slip op. at 33. The fact is,
however, that those purposes and covenants themselves establish the contours of the
Museums First Amendment protection. Far from providing a smokescreen for the
chilling of protected speech, the citys actions were undertaken in furtherance of
the very educative purposes for which the Museum was established. Those actions were a
legitimate exercise of the constitutional authority conferred upon governmental and
quasi-governmental entities, such as school boards and regulatory bodies, to restrict the
airing of indecent and offensive expression in educational and other youth-accessible
settings.
For the reasons set forth in appellants brief, and as elaborated herein, Agudath
Israel of America respectfully urges the Court to reverse the decision of the court below
and lift its preliminary injunction.
DATED:New York, N.Y
December 1, 1999
Respectfully submitted,
David Zwiebel
Eytan A. Kobre
AGUDATH ISRAEL OF AMERICA
84 William Street
New York, NY 10038
(212) 797-9000
Attorneys for Amicus Curiae
Agudath Israel of America |