Balint v. Carson
City Nevada
US Court of Appeals
(1998) |
No. 96-17342
D.C. No. CV-N-96-00141-HDM
In The
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
November 17, 1998
LISETTE BALINT, |
Plaintiff-Appellant, |
v.
|
CARSON CITY, NEVADA, a consolidated municipality; RON
BANISTER, in his official capacity only as Carson City Sheriff; KAY BENNETT, TOM TATRO,
JANICE AYRES, GREG SMITH, in their official capacities only as Board of Supervisors,
Carson City, Nevada, |
Defendants-Appellees. |
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEVADA
NO. CV-N-96-00141-HDM
BRIEF AMICUS CURIAE OF THE NATIONAL JEWISH COMMISSION
ON LAW AND PUBLIC AFFAIRS ("COLPA"), AGUDATH ISRAEL OF AMERICA, and UNION OF
ORTHODOX JEWISH CONGREGATIONS OF AMERICA, et al.
DENNIS RAPPS
National Jewish Commission on
Law and Public Affairs ("COLPA")
135 West 50th Street
New York, NY 10020
(212) 641-8992DAVID ZWIEBEL
Agudath Israel of America
84 William Street
New York, NY 10038
(212) 797-9000
NATHAN DIAMENT
Union of Orthodox Jewish
Congregations of America
333 Seventh Avenue
New York, NY 10001
(212) 563-4000
Of Counsel |
NATHAN LEWIN
RICHARD W. GARNETT
MILLER, CASSIDY, LARROCA
& LEWIN, L.L.P.
2555 M Street, N.W.
Washington, DC 20037
(202) 293-6400
Attorneys for the Amici Curiae |
TABLE OF CONTENTS |
Page |
Table of Authorities |
|
ii |
Interest of the Amici |
|
1 |
Statement of the Facts |
|
5 |
ARGUMENT |
AN EMPLOYERS REFUSAL TO EVEN ATTEMPT A DE MINIMIS
ACCOMMODATION OF A SABBATH-OBSERVERS RELIGIOUS PRACTICES IS RANK AND ARBITRARY
DISCRIMINATION UNDER THE CIVIL RIGHTS ACT |
|
6 |
A. |
The Purpose of Title VII of the Civil Rights Act Was to Eradicate
Arbitrary Racial and Religious Discrimination in Private Employment |
|
8 |
B. |
The Supreme Court Divided Evenly on the Question Whether Discrimination on
the Basis of Religious Observance Amounted to Discrimination on the Basis of Religion |
|
9 |
C. |
Congress Enacted the 1972 Amendments to the Civil Rights Act of 1964 to
Distinguish Between Arbitrary Religious Discrimination and Reasonable Employer
Prerogatives |
|
11 |
D. |
By Including the Protection for Religious Observers in the Definitional
Section of the Civil Rights Act, the 1972 Amendments Implemented the Acts Original
Intent and Respected its Original Purposes |
|
13 |
E. |
The Mere Existence of a Seniority System Does Not Preclude a Finding of
Illegal Job Discrimination |
|
14 |
|
CONCLUSION |
|
17 |
TABLE OF AUTHORITIES |
|
|
Page(s) |
Cases |
|
|
Cummins v. Parker Seal Co., |
|
|
516 F.2d 544 (6th Cir. 1975) |
10 |
Dewey v. Reynolds Metals Co., |
|
|
402 U.S. 689 (1971) (per curiam) |
9 |
Dewey v. Reynolds Metals Co., |
|
|
429 F.2d 324 (6th Cir. 1970) |
10 |
Domingo v. New England Fish Co., |
|
|
727 F.2d 1429, 1436 (9th Cir. 1982) |
15 |
Griggs v. Duke Power Co., |
|
|
401 U.S. 424 (1971) |
8, 10 |
Local 53 v. Vogler, et al., |
|
|
407 F.2d 1047 (5th Cir. 1969) |
15 |
Parham v. Southwestern Bell
Telephone Co., |
|
|
433 F.2d 421 (8th Cir. 1970) |
15 |
Trans World Airlines, Inc. v.
Hardison, |
|
|
432 U.S. 63 (1977) |
passim |
Statutes and Other Authorities |
|
42 U.S.C. § 2000e |
6 |
42 U.S.C. § 2000e(j) |
13, 14, 15 |
29 CFR § 1605.1 |
12 |
Deuteronomy V, 2, 14 |
3 |
i i
INTEREST OF THE AMICI
The National Jewish Commission on Law and Public Affairs
("COLPA") is a voluntary association of attorneys and social scientists
organized to combat all forms of religious prejudice and discrimination and to represent
the position of the Orthodox Jewish community on matters of public concern. COLPA is fully
committed to the preservation of constitutional and statutory rights for all citizens in
order that citizens of minority religious faiths, in common with all other citizens, may
enjoy the blessings of liberty.
1
This brief is also joined by the Agudath
Israel of America, Agudath Harabonim of the United States and Canada, National Council of
Young Israel, Torah Umesorah National Society of Hebrew Day Schools, Rabbinical Council of
America, The Rabbinical Alliance of America, and the Union of Orthodox Jewish
Congregations of America.
Agudath Israel of America is a national
grass-roots Orthodox Jewish organization. Among its other functions, it has advocated on
behalf of the rights of religiously observant employees before administrative,
legislative, and judicial bodies on the federal, state, and local levels. Agudath
Harabonim of the United States and Canada is the oldest Orthodox rabbinical organization
in the United States. Its membership includes leading scholars and sages, and it is
involved with a wide range of educational, social, and legal issues. National Council of
Young Israel is a coordinating body for more than 100 affiliated Orthodox Jewish
synagogues throughout the United States. Torah Umesorah National Society of Hebrew Day
Schools is the coordinating body for more than 600 Jewish Day Schools across the United
States. The Rabbinical Council of America is the largest Orthodox Jewish rabbinical
organization in the world. The Rabbinical Alliance of America is an Orthodox Jewish
rabbinical organization with more than 400 members. It has for many years taken positions
on a variety
2
of religious, social, and educational
questions affecting Orthodox Jews. The Union of Orthodox Jewish Congregations of America
is a central coordinating body for approximately 3000 Orthodox Jewish congregations in the
United States. All of these organizations have a vital concern for the protection of
religious liberty, particularly the right of the observant and devout to be gainfully
employed and to earn an honest living.
The civil-rights law at issue in this case -- 42 U.S.C. § 2000e(j) --
opened doors which had previously been closed to adherents of minority faiths. For
example, Orthodox Jews who are enjoined by Biblical command to "observe the Sabbath
day and keep it holy" and "not [to] do any manner of work" on that day (Deuteronomy
V, 2, 14) for years did not enjoy equal employment opportunities and were barred by
various employment policies from positions open to other individuals in our society. They
were turned away from job after job and suffered great economic hardship only because they
steadfastly refused to violate the Biblical injunction against work on the Sabbath.
Over the years COLPA and the other amici have assisted thousands of
individuals in securing their rights under the civil-rights laws and under similar state
anti-discrimination laws. We can attest to the fact that thousands of individuals have
become gainfully employed,
3
rather than become demoralized and a
burden on society, thanks to these laws. Congress' determination to protect religious
practice, cast in terms of moderation, reasonableness, and deference to actual proof of
legitimate employer hardship, was a sound and sensible means of prohibiting thoughtless
discrimination while acknowledging those instances where real hardship to employers
exists.
We believe that the decision of the panel below, if sustained, would
eviscerate the hard-won protection, enjoyed by all citizens, against religious
discrimination in the workplace. The decision cannot be reconciled either with controlling
case-law or with the text of the relevant statutes. We respectfully urge this Court to
reverse the panel's decision.
4
STATEMENT OF THE FACTS
We agree with the American Jewish Congress, et al., who have also
submitted an amicus curiae brief, that the relevant facts are sufficiently stated
in the parties' briefs and in the decisions below. We will therefore not re-state them
here.
5
ARGUMENT
AN EMPLOYER'S REFUSAL TO EVEN ATTEMPT A DE MINIMIS
ACCOMMODATION OF A SABBATH-OBSERVER'S RELIGIOUS PRACTICES IS RANK AND ARBITRARY
DISCRIMINATION UNDER THE CIVIL RIGHTS ACT
In Balint v. Carson City, Nevada, 144 F.3d 1225, 1229 (9th Cir.
1998), a panel of this Court held that an employer who uses an "existing, bona fide
seniority-based shift-bidding system" is never required to accommodate an
employee's religious needs, no matter how great the burden that system imposes on an
employee's faith or how slight the burden an accommodation would impose on the employer.
This ruling, if sustained, would insulate the basest and most blatant religious
discrimination from the protections of Title VII of the Civil Rights Act. 42 U.S.C. §
2000e et. seq.
We are filing this amicus brief at the eleventh hour not to add to
the excellent discussion of the controlling case-law provided in the amicus brief
submitted by the American Jewish Congress, et al. We agree with and endorse the
legal argument presented in that brief regarding employers' statutory duty to accommodate
employees' religious obligations in situations where competitive
These amici first learned
of the pendency of this case on November 16, 1998.
6
seniority systems are used to allocate
work-shift assignments.
In reaching its conclusion, the panel in Balint relied on the
Supreme Court's decision in Trans World Airlines, Inc. v. Hardison, 432 U.S. 63
(1977) ("TWA"). In that case, the Supreme Court explained the duty
imposed by the Civil Rights Act on employers to accommodate the religious practices of
their employees. The Court held that when work shifts are allocated on the basis of a
seniority system, Title VII does not require an employer to accommodate religion if the
accommodation would impose more than de minimis cost. See 432 U.S. at 84.
The principal author of this amicus brief argued the TWA
case before the Supreme Court as an amicus curiae (see 432 U.S. at 65) and
is well aware of its holding and its ramifications. The issue in this case, however, is
whether the Balint panel erred in going well beyond the Court's holding in TWA
by issuing a blanket rule authorizing employers who use a seniority system to refuse any
religious accommodation, even those that impose de minimis burdens on the employer
and on the effectiveness of the seniority system. TWA cannot support the panel's
opinion and it did not excuse employers who use seniority systems from their statutory
duty not to discriminate on the basis of religion. The Balint panel's ruling would
undermine the fundamental
7
protections conferred by the landmark
Civil Rights Act of 1964 and we are submitting this short brief to explain how totally
repugnant such a legal principle would be to the premises and purposes of that historic
federal legislation.
A. The Purpose of Title VII of the Civil Rights Act Was To Eradicate
Arbitrary Racial and Religious Discrimination in Private Employment.
The TWA Court stated that the purpose of Title VII was "the
elimination of discrimination in employment." 432 U.S. at 85; see also Griggs v.
Duke Power Co., 401 U.S. 424, 429 (1971) (Title VII's purpose was to "achieve
equality of employment opportunities"). Before the enactment of the Civil Rights Act,
private employers could and did refuse employment, promotions, equal pay, and equal
working conditions on the basis of skin color and religious belief. African Americans and
Hispanics could be and were rejected for jobs solely because of their race. Jews and
Catholics could be and were denied promotions and advancement opportunities solely because
of their faiths. The Civil Rights Act outlawed such discrimination, which is
unconstitutional if engaged in by government, in private employment as well.
Any court decision that purports to interpret and apply Title VII must be
consistent with, and certainly must not undermine, the ideals and clear purpose of that
law.
8
The Balint panel's decision, by
authorizing naked religious discrimination by a particular class of employers -- those who
use seniority-based work-shift-assignment systems -- fails this test.
B. The Supreme Court Divided Evenly on the Question Whether
Discrimination on the Basis of Religious Observance Amounted to Discrimination on the
Basis of Religion.
There was never any question whether employment discrimination on the
basis of a job-applicants skin color or religious affiliation was illegal and
entirely contrary to the principles of equal opportunity that prompted enactment of the
Civil Rights Act. However, in the years following the passage of the Act, a not-so-obvious
question was litigated in several Courts of Appeals: Does an employer discriminate on the
basis of religion, and therefore violate federal law, if he refuses to hire an employee
whose religious observance and practice disrupts the employers routine work-related
policies? Specifically, may an employer simply refuse to accommodate its general workplace
rules, schedules, etc. to the religious obligations of an employee or job
applicant? This question arose not only with employees who observed Sabbaths and religious
holidays, but also with employees whose clothing, appearance, and diets were subject to
the rules and teachings of their religions.
9
In Dewey v. Reynolds Metals Co.,
402 U.S. 689 (1971) (per curiam), the Supreme Court split evenly on this question. The
Sixth Circuit had rejected the civil-rights claim of an employee who was fired because of
his religious beliefs. Specifically, the employee observed strictly his Sabbath and had
contended that the employer's "replacement system" was insufficient to
accommodate his religious beliefs, because it required him to induce other workers to work
on his Sabbath. Dewey v. Reynolds Metals Co., 429 F.2d 324 (6th Cir. 1970). The
Supreme Court affirmed the Sixth Circuit's decision by an "equally divided
Court." 424 U.S. at 689.
Similarly, in Cummins v. Parker Seal Co., 516 F.2d 544 (6th Cir.
1975), aff'd by equally divided Court, 429 U.S. 65 (1976) (per curiam), the Court
of Appeals held that the employer did not perform its duty under the Civil Rights Act of
accommodating religion. The plaintiff -- a member, like Ms. Balint, of the Worldwide
Church -- was not permitted by his religion to work on Saturday. After other workers
complained that they had to substitute for the plaintiff on Saturdays, the plaintiff had
been fired. The Sixth Circuit recognized that the employer was "inconvenienced"
by the employee's religious beliefs, but insisted that "to call the inconvenience
shown on this record undue hardship would be to venture into an Alice in
10
Wonderland world where words have no
meaning." 516 F.2d at 550 (internal quotations and citations omitted). Again, an
equally divided Supreme Court affirmed without opinion.
In these cases, the employer could argue -- and this argument was
apparently persuasive to four Justices -- that the refusal to accommodate or hire an
employee whose personal convictions would cause serious disruption to the employers
business was not a manifestation of discrimination or bias of the type that the Civil
Rights Act was meant to cure. On the other hand, such an argument, if carried too far,
could allow employers to hide religious discrimination behind the façade of workplace
necessity. Cf. Griggs, 401 U.S. at 436 (Civil Rights Act does not permit
employers to use "tests" that have the effect of discriminating on the basis of
race unless those tests are "demonstrably" a "reasonable measure of job
performance"). The Supreme Court's inability to resolve this question clearly cried
out for legislative action.
C. Congress Enacted the 1972 Amendments to the Civil Rights Act of 1964
To Distinguish Between Arbitrary Religious Discrimination and Reasonable Employer
Prerogatives.
In 1972, Congress acted to address this confusion. The primary author of
this amicus brief drafted the language that was given to Senator Jennings Randolph
of West Virginia
11
to be added to proposed amendments to the
Civil Rights Act of 1964. The purpose of these amendments was to distinguish between those
situations in which employers were reasonably concerned about the effect of a religious
employees ritual observance on the everyday operation of their businesses and those
instances in which denial of a job or was truly discriminatory, and the refusal to
accommodate merely a pretext for such discrimination. As Senator Randolph stated, the Act
was amended "to assure that freedom from religious discrimination in the employment
of workers is for all time guaranteed by law." TWA, 432 U.S. at 75 (citing 118
Cong. Rec. 705 (1972)). The 1972 amendments made clear "the employer's statutory
obligation to make reasonable accommodations for the religious observances of its
employees, short of incurring an undue hardship." Ibid.
The 1972 amendments enacted into law a "reasonable
accommodation" requirement and "undue hardship" standard that the Equal
Employment Opportunity Commission had earlier promulgated in its own regulations. The EEOC
in 1967 stated that employers must "make reasonable accommodations to the religious
needs of employees and prospective employees where such accommodations can be made without
undue hardship on the conduct of the employer's business." 432 U.S. at 72 (citing 29
CFR § 1605.1 (1968)). These two concepts -- reasonable accommodation and undue hardship
-- were
12
designed to remedy the impasse in the
Supreme Court and to help courts identify truly arbitrary discrimination and to smoke out
those employers who had no valid reason for refusing a job to a devout religious believer
but who were, in fact, using their supposed business needs as a screen for their personal
bias against or dislike for religious persons against whom they discriminated.
13
D. By Including the Protection for
Religious Observers in the Definitional Section of the Civil Rights Act, the 1972
Amendments Implemented the Act's Original Intent and Respected its Original Purposes.
It was no accident that the clear protection for religious observance
provided by the 1972 amendments was included in Title VII's definitional provisions.
"Religion" was and still is defined as including "all aspects of religious
observance and practice." 42 U.S.C. § 2000e(j). The amendment codified the basic
truth that one's "religion" is more than a label. It is also a way of life, a
set of practices, and a source of duties. Today, under the Civil Rights Act, an employer
who refuses to hire or promote an employee who observes the Sabbath, wears a yarmulke,
maintains a strict religious diet, or wears a beard for religious reasons is engaging in
arbitrary employment discrimination just as surely as an employer who refuses to hire a
Jew solely because he is a Jew, or a black or Hispanic job applicant solely because of the
applicants skin-color. Such a refusal is illegal discrimination unless the employer
has a valid non-discriminatory reason not to hire the applicant.
If Carson City refused to hire Ms. Balint solely because of religious
beliefs and affiliation with her church, without evaluating whether her religious
practices
14
had any real practical impact on the
routine of its Sheriffs Department's seniority system, such discrimination is as
arbitrary, unjustified, and illegal as it would be if she was rejected because of the
color of her skin. The 1972 amendments to the Civil Rights Act were enacted into law precisely
to protect plaintiffs like Ms. Balint from such discrimination. "Religion"
includes religious practice. Therefore, just as Carson City may not legally post a notice
declaring that no Catholic or Jew will be accepted for employment in its Sheriffs
Department, it also may not exclude members of the Worldwide Church by enforcing rigidly
and absolutely a shift-allocation rule that that so seriously burdens an employees
"religious observance and practice." 42 U.S.C. § 2000e(j).
E. The Mere Existence of a Seniority System Does Not Preclude a Finding
of Illegal Job Discrimination.
In light of the history and text of the 1972 amendment to the Civil Rights
Act, it is clear that whether or not an employer has engaged in arbitrary discrimination
against religious observers depends on whether there is excessive disruption to his
business in the particular circumstances of each case. Contrary to the decision of
the Balint panel, it cannot be the law that if there is "an existing, bona
fide seniority-based shift-bidding system," no accommodation for religion need
ever be made.
15
The Balint panel held that
"[b]ecause the Department had in place a nondiscriminatory seniority-based system for
assigning shifts, it had no duty to accommodate Balint, even if such accommodation would
have no more than a de minimis impact." 144 F.3d at 1228. But the question of
"accommodation" is built into the very definition of "religion" in
Title VII. 42 U.S.C. § 2000e(j). The 1972 amendments to the Act require
accommodation for religious practice so long as the practice can be accommodated without
"undue hardship" to the employer. See TWA, 432 U.S. at 74. The question
under Title VII, therefore, is not whether an employer has in place some facially neutral
system or practice -- this will often be true in discrimination cases -- but whether a
religious employee's obligations can be accommodated within that system without imposing
"undue hardship."
This basic rule is highlighted by comparison with a situation that could
often arise in the context of racial discrimination. What if an employer had an
"existing bona fide" hiring system under which employees were all selected from
the families of current employees? Could such an "existing bona fide" system be
invoked as a defense for discriminating against black or Hispanic applicants whose family
members were not already employees? Clearly not. In fact, such a ploy and others like it
have been rejected
16
repeatedly by the courts. See, e.g.,
Parham v. Southwestern Bell Telephone Co., 433 F.2d 421, 427 (8th Cir. 1970); Domingo
v. New England Fish Co., 727 F.2d 1429, 1436 (9th Cir. 1982); Local 53 v. Vogler,
et al., 407 F.2d 1047, 1054-1055 (5th Cir. 1969). Such "systems" have been
recognized for what they often are -- efforts to continue biased employment policies that
excluded minorities.
By the same token, an employment rule that says to employees who have
religious convictions, and who strive to live and work according to those convictions,
that they cannot be employed simply because the employer maintains a seniority system is
in fact a means of discriminating arbitrarily against the religious believer. If the
employee's or applicant's religious convictions can be accommodated without undue hardship
to the employer, notwithstanding the seniority system -- e.g., by a voluntary
exchange of shifts or some other mechanism acceptable to other employees -- it is illegal
discrimination to deny the job to the religious observer.
17
CONCLUSION
For the foregoing reasons and those stated in the amicus curiae
brief of The American Jewish Congress et al., the opinion of the panel below should
be vacated and the judgment of the District Court reversed.
|
Respectfully submitted, NATHAN LEWIN
RICHARD W. GARNETT
Miller, Cassidy, Larroca
& Lewin, L.L.P.
2555 M Street, N.W.
Washington, DC 20037
(202) 293-6400
Attorneys for the Amici Curiae
DENNIS RAPPS
National Jewish Commission
on Law and Public Affairs ("COLPA")
135 West 50th Street
New York, NY 10020
(212) 641-8992
DAVID ZWIEBEL
AGUDATH ISRAEL OF AMERICA
84 William Street
New York, NY 10038
(212) 797-9000
NATHAN DIAMENT
UNION OF ORTHODOX JEWISH
CONGREGATIONS OF AMERICA
333 Seventh Avenue
New York, NY 10001
(212) 563-4000
Of Counsel |
November 17, 1998 |
18
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